Tag Archives: SEC award
SEC Awards $4 Million to Whistleblower Who Alerted Agency to Fraud
The U.S. Securities and Exchange Commission (SEC) has provided an award of $4 million to a whistleblower who provided the federal agency with information related to a major instance of fraud. The SEC does not disclose much information related to its whistleblower awards, and it is careful to hold back any information that could reveal […]
Whistleblower Receives $750,000 Award from SEC
In a recent case, the U.S. Securities and Exchange Commission (SEC) awarded a Winnetka, Illinois man with a $750,000 award for his role in alerting authorities to securities law violations on the New York Stock Exchange. The man first raised concerns about these violations in 2010. At the time, he had discovered data that he […]
