Tag Archives: First ‘Safe Harbor’ Ruling
SEC Awards Whistleblower with $2.2 Million in First ‘Safe Harbor’ Ruling
The U.S. Securities and Exchange Commission (SEC) has announced a new whistleblower award of more than $2.2 million, the first award from the agency to be paid out under the “safe harbor” rule. In the case, a former insider of a company took action in compliance with Exchange Act Rule 21F-4(b)(7). It indicates that if […]
