Tag Archives: award of $3 million
SEC Issues $3 Million Joint Award to Pair of Whistleblowers
The U.S. Securities and Exchange Commission (SEC) recently announced an award of $3 million to be split between a pair of whistleblowers who provided the federal agency with information that prompted an investigation and successful enforcement action. The tip had to do with securities law violations that impacted retail investors. Because the whistleblowers submitted the […]
